HR Compliance & Risk Management safeguards the company by ensuring adherence to employment laws, developing policies, conducting audits, managing employee data, training staff, and proactively identifying and mitigating HR-related risks (such as data privacy and fair hiring) to prevent legal issues and fines. It also fosters a trustworthy, ethical workplace culture and often collaborates with Legal. Key duties include policy updates, audits, risk assessments, record management, training, and reporting to leadership.
Policy & Procedure Management
Develop, implement, and maintain HR policies, procedures, and handbooks, ensuring alignment with federal, state, and local laws (e.g., labor and data privacy).
Audits & Assessments
Lead HR compliance audits, risk assessments, and internal control reviews; identify gaps and develop remediation plans.
Training & Development
Create and deliver training programs for employees and managers on compliance, ethics, and best practices.
Data & Recordkeeping
Oversee the accuracy and security of employee records, including I-9s, background checks, and related documentation.
Risk Mitigation
Proactively identify HR risks (e.g., unfair practices, data breaches) and develop solutions.
Reporting
Prepare reports for leadership and liaise with external auditors or regulators.
Investigations
Investigate and resolve HR compliance-related complaints or issues.
AI Governance & Policy
Develop AI acceptable-use policies, assess AI tools used in hiring and people decisions for bias and legal risk, and prepare your organization for emerging state AI regulations.